-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PjRf76iPIIASPMiwCInLTsPa7hcDa4/sWrIKD3VjAGzOUELqiBNpdyvZHOG7Scvg rSud09B4/V+qIlSTQn/d9A== 0000070858-03-000141.txt : 20030214 0000070858-03-000141.hdr.sgml : 20030214 20030213193329 ACCESSION NUMBER: 0000070858-03-000141 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WARNACO GROUP INC /DE/ CENTRAL INDEX KEY: 0000801351 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 954032739 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-41889 FILM NUMBER: 03562105 BUSINESS ADDRESS: STREET 1: 90 PARK AVE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126611300 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: W ACQUISITION CORP /DE/ DATE OF NAME CHANGE: 19861117 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560906609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 FORMER COMPANY: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 SC 13G 1 warnaco.htm WARNACO 13G SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

Under the Securities Exchange Act of 1934

(Amendment No. __)

 

The Warnaco Group, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

934390402

(CUSIP Number)

 

February 4, 2003

(Date of Event which Requires Filing of Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[ ] Rule 13d-1(b)

[x] Rule 13d-1(c)

[ ] Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

CUSIP No. 934390402

1

NAMES OF REPORTING PERSONS: Bank of America Corporation

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 56-0906609

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)      

(b)    

3

SEC Use Only

4

CITIZENSHIP OR PLACE OF ORGANIZATION Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

2,692,655

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

2,692,655

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON 2,692,655

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]

11

PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9) 5.98%

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC

 

 

 

CUSIP No. 934390402

1

NAMES OF REPORTING PERSONS: NB Holdings Corporation

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 56-1857749

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)      

(b)    

3

SEC Use Only

4

CITIZENSHIP OR PLACE OF ORGANIZATION Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

2,692,655

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

2,692,655

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON 2,692,655

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]

11

PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9) 5.98%

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC

 

 

CUSIP No. 934390402

1

NAMES OF REPORTING PERSONS: Bank of America, N.A.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 94-1687665

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)      

(b)    

3

SEC Use Only

4

CITIZENSHIP OR PLACE OF ORGANIZATION Federally chartered national banking association

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

8,500

6

SHARED VOTING POWER

2,286,453

7

SOLE DISPOSITIVE POWER

8,500

8

SHARED DISPOSITIVE POWER

2,286,453

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON 2,294,953

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]

11

PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9) 5.10%

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) BK

 

 

CUSIP No. 934390402

1

NAMES OF REPORTING PERSONS: BANA (#1) LLC

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 94-1687665

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)      

(b)   

3

SEC Use Only

4

CITIZENSHIP OR PLACE OF ORGANIZATION Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

2,286,453

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

2,286,453

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON 2,286,453

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]

11

PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9) 5.08%

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO

 

 

 

CUSIP No. 934390402

1

NAMES OF REPORTING PERSONS: Banc of America Strategic Solutions, Inc.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 52-1710675

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)      

(b)    

3

SEC Use Only

4

CITIZENSHIP OR PLACE OF ORGANIZATION Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

2,286,453

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

2,286,453

8

SHARED DISPOSITIVE POWER

0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON 2,286,453

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]

11

PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9) 5.08%

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO

 

 

CUSIP No. 934390402

1

NAMES OF REPORTING PERSONS: NationsBanc Montgomery Holdings Corporation

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 56-2103478

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)      

(b)    

3

SEC Use Only

4

CITIZENSHIP OR PLACE OF ORGANIZATION Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

397,702

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

397,702

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON 397,702

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]

11

PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9) .88%

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC

 

 

CUSIP No. 934390402

1

NAMES OF REPORTING PERSONS: Banc of America Securities, LLC

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 56-2058405

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)      

(b)    

3

SEC Use Only

4

CITIZENSHIP OR PLACE OF ORGANIZATION Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

397,702

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

397,702

8

SHARED DISPOSITIVE POWER

0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON 397,702

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]

11

PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9) .88%

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC

 

Item 1(a) Name of Issuer:

The Warnaco Group, Inc.

Item 1(b) Address of Issuer's Principal Executive Offices:

90 Park Avenue

New York, NY 10016

Item 2(a) Name of Person Filing:

Bank of America Corporation

NB Holdings Corporation

Bank of America, N.A.

BANA (#1) LLC

Banc of America Strategic Solutions, Inc.

Banc of America Securities, LLC

NationsBanc Montgomery Holdings Corporation

Item 2(b) Address of Principal Business Office or, if none, Residence:

Bank of America Corporation

100 North Tryon Street

Charlotte, North Carolina 28255

Item 2(c) Citizenship:

United States

Item 2(d) Title of Class of Securities:

Common Stock

Item 2(e) CUSIP Number:

934390402

Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

                  1. [ ] Broker or Dealer registered under Section 15 of the Act
                  2. [ ] Bank as defined in section 3(a) (6) of the Act
                  3. [ ] Insurance Company as defined in section 3(a) (19) of the Act
                  4. [ ] Investment Company registered under section 8 of the Investment Company Act
                  5. [ ] Investment Adviser in accordance with Section 240.13d-1(b)(1)(ii)(E)
                  6. [ ] An employee benefit plan or an endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F)
                  7. [ ] Parent holding company or control person in accordance with Section 240.13d-1(b)(ii)(G)
                  8. [ ] A saving association as defined in Section 3(b) of the Federal Deposit Insurance Act
                  9. [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940
                  10. [ ] Group, in accordance with Section 240.13d-1(b)(ii)(J)

  1. Ownership
  2. With respect to the beneficial ownership of each reporting person, see Items 5 through 8 of the cover pages to this Schedule 13G applicable to each such person which are incorporated herein by reference.

  3. Ownership of Five Percent or Less of a Class
  4. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].

  5. Ownership of More than Five Percent on Behalf of Another Person
  6. Not applicable.

  7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
  8. NB Holdings Corporation

    Bank of America, N.A.

    BANA (#1) LLC

    Banc of America Strategic Solutions, Inc.

    Banc of America Securities, LLC

    NationsBanc Montgomery Holdings Corporation

    (see Exhibit B)

  9. Identification and Classification of Members of the Group
  10. Not applicable.

  11. Notice of Dissolution of Group
  12. Not applicable.

  13. Certifications

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 13, 2003

BANK OF AMERICA CORPORATION

BANK OF AMERICA, N.A.

BANA (#1) LLC

NB HOLDINGS CORPORATION

By: /s/ Charles F. Bowman

Charles F. Bowman

Senior Vice President

NATIONSBANC MONTGOMERY HOLDINGS CORPORATION

By: /s/ Neil A. Cotty

Neil A. Cotty

Senior Vice President

BANC OF AMERICA SECURITIES LLC

By: /s/ Peter T. Santry

Peter T. Santry

Managing Director

BANC OF AMERICA STRATEGIC SOLUTIONS, INC.

By: /s/ Scott T. Hitchens

Scott T. Hitchens

Vice President

 

 

EXHIBIT A - JOINT FILING AGREEMENT

The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

Dated: February 13, 2003

BANK OF AMERICA CORPORATION

BANK OF AMERICA, N.A.

BANA (#1) LLC

NB HOLDINGS CORPORATION

By: /s/ Charles F. Bowman

Charles F. Bowman

Senior Vice President

NATIONSBANC MONTGOMERY HOLDINGS CORPORATION

By: /s/ Neil A. Cotty

Neil A. Cotty

Senior Vice President

BANC OF AMERICA SECURITIES LLC

By: /s/ Peter T. Santry

Peter T. Santry

Managing Director

BANC OF AMERICA STRATEGIC SOLUTIONS, INC.

By: /s/ Scott T. Hitchens

Scott T. Hitchens

Vice President

 

 

EXHIBIT B

Bank of America Corporation owns all of the outstanding shares of NB Holdings Corporation, which in turn owns all of the outstanding stock of Bank of America, N.A. Bank of America, N.A. owns all of the outstanding membership interests in BANA (#1) LLC and is the sole manager of BANA (#1) LLC. BANA (#1) LLC owns 60.82% of voting interests and 82.34% of total equity interests of Banc of America Strategic Solutions, Inc. NB Holdings Corporation also owns 100% of the outstanding shares of NationsBanc Montgomery Holdings Corporation, which in turn owns 100% membership interests in Banc of America Securities, LLC.

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